R 265

EX. VAT

FAIS & The Financial Services Sector

Online


COURSE DESCRIPTION

CPD Accreditation detail:

Professional Body: Compliance Institute Southern Africa
Accredited as FAIS Environment
CPD hour allocation: CPD Hours (online learning): 4 CPD hours
CPD Accreditation mumber: GiE20200200027    

Learners will gain sufficient knowledge and understanding of various aspects of the FAIS Act and the Financial Services Sector. The course does not go into a lot of detail but provide those who need a thorough introduction into these topics with enough information to have a good understanding of the main aspects of what the Act requires, the various role players, applicable legislation and the regulators that play a role in the Financial Services Sector. The course also addressess the other industry standards, example, Treat Customers Fairly.

The topics are divided into three modules:

M1: FAIS General Awareness
M2: Financial Services Sector
M3: Industry Standards

LEARNING OBJECTIVE

At the end of this course, the learner will have core knowledge of the following:

  • the typical role players in the financial services industry
  • the impact of applicable legislation
  • industry standards and codes

 

WHO SHOULD REGISTER?

  • Newly appointed Key Individuals and Representatives.
  • Existing Key Individuals and Representatives not under supervision as a refresher and to earn CPD hours.

 

ADMISSION REQUIREMENTS

No minimum requirement.